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Originally
published in Ethica & Animali, in
Italian translation (1988), and in Between the Species, (1994); used
here with permission.
Science,
Ethics, and Moral Status
by Harlan B. Miller
This paper has two purposes, first to discuss
the nature of ethics (or moral philosophy; I take these terms
to be equivalent) and
second to examine the notion of moral status in general and in
particular the moral status of nonhuman animals (Note 1).
The practical importance of the second purpose will be
apparent to readers of this journal. But the first purpose
must come
first, I believe, in order to counter a number of fundamental
but widespread
misconceptions of ethics. It is widely believed that ethics
is relative to particular cultures in a way that science
is not,
or that ethics is not, as science is, objective, or that
ethics is somehow intrinsically emotional. These beliefs
lead to the
conclusion that rational and productive work on ethical
questions is just not possible. If rational justification
of ethical
positions is taken to be impossible, one need not concern
oneself with
the justification of one's treatment of animals. Those
who object to accepted, customary, uses of animals are
just being "emotional."
Ethics, then, is concerned with what ought to be (what we ought
to do, what we ought to be, the right and the wrong). Science,
taken very generally, is concerned with what is (what the world
is like, the true and the false). There is more to science than
a collection of facts. Even if it were possible for us to know
and to express all the truths there are, a complete listing of
them would not constitute an adequate science. At a minimum,
there is an additional need to subsume particular truths under
general laws. And further, a proposed law of science may cover
all the relevant phenomena yet still be unsatisfactory if it
lacks explanatory force. It is important to stress this. The
concerns of science are not limited to covering facts; the facts
are also to be explained. Inattention to this essential part
of the mission of science contributes to the mistaken belief
that moral philosophy (and philosophy in general) is radically
unlike science.
Science and philosophy are both attempts to make sense of our
world, to explain things. In the Greek origins of Western philosophy
and science the two are sometimes inextricably intermixed and
sometimes just indistinguishable. Although today it is quite
easy to distinguish some sorts of scientific activity from some
sorts of philosophical activity, it is still true that many,
perhaps most, of the most interesting scientific questions either
just are philosophical questions or border on and shade into
philosophical questions.
In principle, the bedrock of science is observation. Scientific
theory must account for the observations, save the phenomena.
Observations are not simply glances, glimpses, or impressions.
Not everything someone claims to have seen, observed, or just
come to believe counts as an observation. Putative observations
have to measure up to certain standards, which may be more or
less well-defined, depending on the field. We are quite willing
to throw out supposed observations as simply mistaken, biased,
fraudulent, hallucinatory, or otherwise spurious.
A theory constructed to account for a set of observations
may end up presenting an explanatory framework that includes
most
of the observations, but leaves some of them out. What
happens in these situations? Suppose our theory covers
95% of the
observations, but cannot account for the remaining 5%.
We of course simply
reject the deviant 5% as due to "experimental error" of
some unknown sort. In other words, even though observations
are basic, we are quite willing to sacrifice observations
to theoretical
simplicity and/or explanatory power.
The theoretical structure of science that I have just sketched
in a manner both crude and idealized is exactly parallel, I shall
argue, to the theoretical structure of ethics.
Corresponding to scientific observations are our "intuitions" of
right and wrong, good and bad. Just as observations are not glances
or momentary impression, so intuitions are not just transitory
emotions or responses. Intuitions are our reflective evaluations,
our approvals and disapprovals "in a cool hour" (to
use Hume's phrase). If one's upbringing has been deficient
in a certain way, one may at first react to the sight
of a racially
mixed couple with unreflective disapproval. However,
one may well, upon very brief reflection, reject one's
own reaction
and replace it by the intuition that there is nothing
amiss. Why
would one reject one's initial reaction? Because one
is unable to justify it on the basis of moral theories
or principles
that one accepts as otherwise satisfactory. Moral theories
are satisfactory
if and to the extent that they account for most, or the
most central of, our intuitions, if they possess explanatory
power,
and so on. At a high level of generality the criteria
for the
adequacy of moral theories are the same as those for
the adequacy of scientific theories.
My intuitions can, over time, change as a result of my
acceptance of a moral theory or some elements of a moral
theory and
as a result of other factors. What I perceive (intuit)
as right
and
wrong, good and bad, is obviously influenced by my upbringing,
my antecedent beliefs both moral and factual, by my culture,
and by the views of friends and family. That is, my moral
intuitions are significantly affected by a wide range
of prior commitments
and inclinations. And something very similar is true
of scientific observations. It is hardly news, at this
date, to be told
that scientific observations are "theory-laden" and
subject to bias from many sources. We see what we are
looking for,
we categorize our experience and perceive our environment
within the limits of the conceptual frameworks we bring
with us to
the
laboratory, to the classroom, to the market. We see what
we look for, and we can see only what we are ready for.
This point
is
at least as old as Kant and has been a commonplace in
the philosophy of science since the 1950s. When a physicist
looks
at a cloud
chamber, or a neuroscientist at a brain tissue section,
they see more than an ignorant observer such as myself.
I may
see a beautiful pattern, perhaps, but no more, while
the physicist
sees alpha particles and the neuroscientist sees old
and new cortex. Those things are really there, and my
eyesight
is quite
adequate, but I can't see them because I don't possess
the relevant theory. (Because the patterns have meaning
for the
scientists
it may be more difficult for them to appreciate the sort
of beauty I may see in the images.) Our commitments,
our inclinations,
our theories influence our scientific observations and
our moral
intuitions alike.
It may not be amiss at this point, since I have just
mentioned the influence on one's ethical intuitions of
one's cultural
background, to turn to the claim that different cultures
have different ethics.
It is of course true that different cultures may well
instill in their members different beliefs about right
and wrong.
But it certainly does not follow that all these beliefs
are equally
correct. Different cultures may instill in their members
different scientific beliefs. If Cora Du Bois is correct,
the Alorese
in the late 1930s believed that numerous acts of intercourse
were
necessary for the formation of a human fetus and, thus,
that a single act of intercourse could not suffice for
the birth
of a child (Note 3). The Alorese were just mistaken.
The cultural transmission of a belief is no evidence
for its
correctness.
Some at least of my ancestors believed that human slavery
(of "inferior
races") was morally acceptable, and this belief
was culturally transmitted. They were wrong. A society
can embody
and transmit
false ethical beliefs just as it can embody and transmit
false scientific beliefs. My ancestors' slavery-justifying
beliefs
were no more true than were the Alorese reproductive
beliefs.
People sometimes use a curious locution of the form "true
for X," where X is some person or group, and would
say that the belief that slavery is justified was true
for my
great-grandfather. But to say that some belief of mine
is true for me is either
just to say that I believe it or is evidence of some
deep muddle about the relation between truth and belief.
To suggest
that
slavery was morally justified for my ancestors, because
they believed it was, is exactly as sensible as suggesting
that
Alorese
reproductive physiology was different from that of contemporary
Italians, because Alorese and Italian beliefs differed.
Cultures can just be mistaken, as can individuals. And
mistakes, by
cultures or individuals, need not be criminal and may
in some cases be
almost inescapable.
(That two cultures have conflicting moral rules need not mean
that either is incorrect. There are some matters about which
it is important to have a rule, but exactly which rule is chosen
is morally indifferent. Such cases are common in the law. It
is essential to specify which side of the road traffic will keep
to, but either side will do.)
There is scientific progress, and there is moral progress. The
human race is, in general, more free of unjustified discrimination
than it was 50 years ago. Freedom of speech is more widely recognized,
at least on paper. The rights of individuals to deviate from
the norm, to be left alone, and to have their special needs met,
are more widely granted. We are, as a species, less racist and
less sexist than we used to be. Slavery is tolerated almost nowhere.
This is moral progress. Moral progress is not as striking and
perhaps not as widespread as scientific and technological progress,
but it has been made.
It has been claimed that scientific disputes are decidable in
ways that ethical disputes are not. Of course some low level
scientific questions can be answered in satisfyingly clearcut
ways. The question of whether a particular Tursiops brain weighs
1600 or 1700 grams may be quite easy to answer. The question
of the mean brain weight for adults of that species can also
be answered, if not so easily. But consider the following pair
of questions. Is the weight of porpoise brains of any significance
for our judgments of porpoise intelligence? Is porpoise intelligence
of any significance for our judgments of the moral status of
porpoises? It is not at all apparent how we should even begin
to search for answers to these questions. But it is not obvious
that an answer to the moral member of this pair need be any more
elusive than an answer to the scientific member.
Many of the most interesting and important questions
cannot be resolved by measurement. Take the opposition
between evolutionary
theory and so-called creationism. I am convinced of the
reality of evolution, but I can point to no particular
facts, and
certainly to no measurements, that show creationism to
be false. Creationism
is a very poor theory despite the fact that it, in at
least a
minimal sense, accounts for all our observations and
measurements. Creationism fails to cohere with the rest
of our scientific
picture of the world, and it fails to provide genuine,
non-question-begging explanations. To say that animals
and plants are the way
they are because God has made them that way has no explanatory
power,
for no matter how plants and animals were, such an "explanation" would
account for it. An explanation that can be guaranteed
to explain any conceivable phenomenon really explains
nothing.
When faced with two competing theories, one argues that
one is better than the other because it accounts for
antecedent
intuitions
and observations of various sorts, because it coheres
with other theories, because it is powerful in generating
explanations,
and so on. This is the way scientists argue every day.
Such arguments
are analogous to, and sometimes are, philosophical arguments.
Philosophers argue for their theories in just these ways,
that the theories account for our experience and for
our antecedent
beliefs, that they provide satisfying explanations of
the phenomena. Both scientific and philosophical theories
sometimes
have unintuitive
implications. But if a theory is otherwise sufficiently
strong, it may force one to reject or revise the "intuitions," be
they moral or scientific, with which it conflicts.
Progress in both science and ethics is a matter of developing
theories of increasing inclusiveness and coherence, theories
that make sense of our intuitions and discipline them. We are
an inquisitive species, and we want general explanatory theories
both of what the world is like and of what is right and wrong.
We want a general account of goodness just as we want a general
account of color; that's the kind of animal we are.
Suppose someone were to object to my assimilation of ethics to
science by insisting on a fundamental difference in subject matter.
Such an objector claims that the increasing coherence and inclusiveness
of scientific theories is an indication of increasing adequacy
because there really are scientific facts. There is a world out
there that we encounter at least occasionally and partially,
and our increasing success in these encounters indicates that
our picture of the world is improving. But, says this objector,
the increasing coherence and inclusiveness (if such there is)
of ethical theory is no guarantee that such theory is any more
than well-constructed myth, for there is no external moral world
against which the theory is tested.
This objection may be answered in two ways. First, one may say
that our moral intuitions give us the same evidence of an independent
moral reality that our observations give us of scientific reality.
Or, second (and these replies are not incompatible), it may be
pointed out that on some theories of science (e.g. those of Peirce
and his successors) scientific truth is that to which, in the
ideal we hope to approach, all researchers agree. Ethical truth
can be, and has been, defined in the same way. What is right
is what all fully informed, disinterested, rational observers
agree to be right.
But our objector may persist. "No," he or she may say, "there
really is an objective physical world, as may be seen from the
fact that people with false scientific beliefs fail to deal satisfactorily
with their environments, and those with generally correct scientific
beliefs minimize aversive experiences. In contrast, people with
opposed ethical views get along equally well, from which it may
be inferred that there is no realm of objective moral facts." This
is a plausible objection, but it may be rebutted from two different
directions. First, better ethical views may well have "survival
value," especially if the unit considered is a culture
which espouses and inculcates the views. Contrary both
to some folk
wisdom and some pop sociobiology, nice guys and nice
societies don't always finish last. Since they are unlikely
to destroy
themselves, they may well finish first. Second, it is
clear that one may accept false scientific theories and
still fare
quite
well. Millions of people believe fervently in contemporary
astrology, surely one of the most ludicrous theories
imaginable, without
discernible decrease in life expectancy. Devoutly believing
in Lysenkoist biology had great survival value in the
Soviet Union
for several decades. These are striking cases but not
exceptions. Most humans can, and many do, live reasonably
happy and successful
lives while believing vast numbers of scientific and
metaphysical (and ethical) falsehoods. Curiosity, as
I noted earlier,
is characteristic of our species, and some of us have
emphasized and formalized
and disciplined this characteristic by becoming scholars.
It
is probably salutary, if depressing, to remind ourselves
that hundreds of millions (billions) of our conspecifics
manage
to build and repair automobiles, win friends and gain
power, avoid
walking into walls, and have and raise children without
knowing or caring about the questions, and standards
for answers,
that we hold dear. One can tolerate, in other words,
a large amount
of bad theory, both in ethics and in science, without
significant impact on one's chances of survival. In order
to survive
we
need only do the right thing most of the time. We need
not do it for
the right reason, or understand why it is the right thing.
Correct (morally _or_ scientifically) action may well
generally have
survival value, but correct explanation probably does
not.
I have not been arguing that ethics is exactly like the sciences.
That would be impossible, since the sciences are surely not exactly
like one another. My claim is that ethics is, like physics and
history and psychology and economics, an organized and rational
inquiry into an aspect of the world we experience. It shares
with other inquiries a structure in which theories are constructed
to account for data and data is screened and sorted in the light
of theory. There is considerable deep disagreement in ethical
theory at present, and there are issues about which contending
parties care deeply. The same can be said of other fields, past
and present. There is no fundamental gap between science and
ethics.
Let that be enough talk about moral philosophy for now. It is
time to do some.
Any moral theory must include or presuppose some theory of
moral status. An entity may be a moral agent or a moral patient
or
both or neither. A moral agent is something capable of action,
the acts of which may properly be evaluated as right or wrong.
My actions may correctly be so evaluated, but not those of
a very young child. The very young, the insane, the severely
retarded,
and the comatose are not moral agents. Normal human adults
are and so, perhaps, are adult animals of some other species,
and
perhaps corporations and nations.
A moral patient, on the other hand, is an entity the treatment
of which may properly be evaluated as right or wrong. A human
infant is not a moral agent but is a moral patient, for it does
matter how an infant is treated. It is wrong to cause unnecessary
pain to an infant, and wrong intrinsically. It may also be wrong
to destroy my favorite pencil, but only derivatively, only because
it makes me unhappy. The pencil is not a moral patient. Humans
are, in general, moral patients and so are many other sorts of
animals. It is wrong, intrinsically wrong, to cause gratuitous
pain to a dog or a mouse or a porpoise or a seagull.
Since we adult humans are typically both moral agents
and moral patients, it is easy to overlook the distinction
between
agency
and patiency in the moral realm. This can lead to serious
confusion. I once heard a paper entitled "Ethics is to Govern Human
Beings Only." (Note 4) This sentence is importantly
ambiguous, for it may be taken to mean that only human
beings can be moral
agents (only they are morally responsible, only they
can be governed by moral rules) or that only human beings
can
be moral
patients
(only what is done to humans is of moral concern). Both
of these interpretations, I believe, yield false sentences,
but the first
is at least faintly plausible while the second is not.
It
is easy, if one is not clear on the agent/patient distinction,
to transfer to the second reading some of the plausibility
of the
first.
That other animals as well as humans are moral patients
does not entail that they are entitled to equal moral
concern.
Not all moral patients are equal. This is widely but
usually obscurely
recognized. As a rational reconstruction of what I take
to be common features of the views of most people today,
I suggest
the following "theory" of moral patients. Moral
patients fall into three groups. Group A consists of
persons in the
moral sense of the word. It is generally taken that all
and only humans
are persons, but this is surely false. Persons are both
moral agents and moral patients. They are possible contractors.
Other moral agents, if there are any, such as corporations
or states,
are either denied to be moral patients at all or are
placed
in Group C.
Group B consists of all other sentient beings. These entities
can suffer, and suffering matters. They are, however, incapable
of rational actions and, thus, cannot be moral agents. All sentient
nonhuman animals are placed in this category.
Group C consists of a heterogeneous collection the members of
which have in common that they are not sentient and that they
are thought by some persons (at least a few sane persons) to
have intrinsic moral importance. Included here are species, cultures,
states, laws, universities, ecosystems, and some specific physical
objects such as particular old redwood trees, the Taj Mahal,
and Michelangelo's Pieta. Jeremy Bentham and many others would
deny any intrinsic moral value to any of these, granting them
at most derivative value consequent on their affecting or being
valued by members of Groups A and B. Other thinkers hold some
or all of these to be genuine moral patients in their own right.
There are a number of very basic, important, and difficult issues
in moral theory involved in the countenancing of any moral patients
in Group C. Fortunately, they need not be dealt with here, for
our concerns are with Groups A and B and the relation between
them.
Within Group A all moral patients are entitled to equal consideration.
Each (human) person is taken to be of equal intrinsic value.
Of course, if Jones is, and Smith is not, my parent, child, spouse,
fellow soldier, fellow citizen, or one to whom I have made a
promise, then my obligations to Jones may be stronger than my
obligations to Smith. But in themselves, as persons, this view
ranks Jones and Smith as moral peers.
Within Group B, in contrast, it is held that the moral
status of creatures varies widely. Any Group B moral
patient is,
on this view, of vastly less significance than any Group
A moral
patient (person). But within Group B, one moral patient
(a cat, say) may be much more important morally than
than another
(a
crab, perhaps). More serious justification is needed
for harming or discomfiting the "higher" animals than for harming
the "lower," One general principle, accepted
at least verbally by almost everyone who has considered
it,
is that
pain should not be inflicted needlessly on any sentient
being. A second
principle is that the higher (more intelligent, more
aware) the being, the more urgent must be the need in
order to justify
the
infliction of harm or pain (Note 5).
To this more or less "official" view most of us subscribe.
But our actions belie our words. We tolerate abominations such
as bull fighting, fox hunting, leghold trapping, and fur ranching,
in all of which "higher" animals are tortured
for entertainment or status-display. For the production
of expensive
pate de fois
gras and inexpensive chicken eggs we permit torture and
incredible confinement. We are, further, inconsistent.
Some of us protest
with shock and dismay the sale of horses for meat but
do not hesitate to eat a hamburger. Some of us bemoan
the sale
of
pound animals for research and buy cosmetics needlessly
tested in the
eyes of rabbits. The use of very intelligent animals
such as rats and primates for trivial and repetitive
research
is protested
only by a very few.
Thus, even within the rational reconstruction of current
moral sense that I have just sketched out there is a
great deal of
room for improvement in human treatment of nonhumans.
But in fact the situation is much worse. For the assumption
of
a sharp
break between groups A and B is spurious. It was clear
to Aristotle and to many others before and since that
humans
are, after
all, animals. Since the victory of Darwin, the fact that
homo sapiens
is one species among others has been part of the scientific
outlook. It cannot plausibly be maintained, in the face
of the science
of the late 20th century, that there is a yawning gap
between humans and the "merely sentient" rest
of the animal kingdom (Note 6).
Nor is it possible to arrange animals on a single scala natura
with humans clearly and safely at the top. Animals, humans included,
have many sorts of characteristics and capabilities. To map these
would require n distinct continua or an n-dimensional continuum,
with n some number over 20. It will not do simply to consider
perception, for that resolves itself into the traditional five
senses, plus echolocation, temperature sense, and several others,
and then each category splits into three factors: range, sensitivity,
and discrimination. What about locomotion? In what media? Speed
or endurance? It seems clearly wrong to try to reduce intelligence
to one measure, for we well know that we have not yet satisfactorily
sorted out the varieties of human abilities covered by the term,
and we have little reason to believe that the human varieties
are the only ones there are. Similar remarks can be made about
social behavior, communicative ability, manipulative skill, and
tolerance of environmental change. There are other continua yet,
such as longevity and fecundity. But we need not, fortunately,
even attempt to discover how many such characteristics there
are, for it is clear that not all differences between animals
are morally significant. Consider the mouse and the bat.
The mouse and the bat are in many ways alike and in many ways
different. If we plot their characteristics on our various dimensions
or continua, we will find that on some they occupy nearly or
exactly the same spot, and on some they are far apart. Bats echolocate,
but mice (like us) score a zero on that. Bats fly, mice don't.
Despite the fact that bats and mice are very different in these
ways, they have (at least approximately) the same moral status.
The different sensory and locomotor abilities of bats and mice
are very important in making them the sorts of animals they are,
making bats bats and mice mice. But in themselves these characteristics
are of no moral importance. They may have some derivative moral
significance. If, for instance, it is wrong to prevent a creature
from moving in its natural way, then it is wrong to prevent bats
from flying. But it is not wrong to prevent mice from flying.
Still, the sensory and locomotor differences are not morally
important per se.
In those characteristics that are morally significant,
here sentience, intelligence, and self-awareness, bats
and mice
are, to the best
of our knowledge, close together. So bats and mice have
the same moral status and are due the same sort of consideration
from
humans. Of this pair of animals, the mouse is much more
like
us than the bat, but we are not morally obliged to care
more about the mouse than the bat. One cannot just identify "morally
significant characteristics" and "characteristics
similar to those of humans."
Now suppose extraterrestrials to arrive from some distant
star system. Suppose that they are intelligent, they
are distinct
individuals, and that they find some means of communicating
with us. Beyond that, suppose that they are as different
from us as
you can imagine. They are predominantly gaseous, their
chemistry is not based on carbon, their sensory apparatus
is radically
unlike ours and mostly operates on parts of the electromagnetic
spectrum closed to us, and so on. But they are intelligent;
they can communicate; they have a sense of self; and
they are capable
of suffering and enjoyment. They are, in short, persons.
It makes a great deal of difference how we treat them.
Their moral
status,
full personhood, is for many purposes far weightier than
that of a mouse, despite the fact that the mouse is enormously
more
like us. As many philosophers have been insisting for
years, "human" and "person" do
not express the same concept (Note 7). Given a choice
between saving an irretrievably comatose human and one
of these extraterrestrials,
it would be wrong not to give preference to the extraterrestrial.
The point is that morally relevant characteristics are
a proper subset of all characteristics and are not those
peculiar
to
humans.
What characteristics are morally significant, then? There
is no clear consensus among moral philosophers on this
question, but we can list some candidate characteristics.
Sentience
will
appear on almost every list. By sentience is meant awareness
of sensation and the ability to enjoy and to suffer.
Those of use who think nothing of chopping up a live
carrot but
object to chopping up a live fish usually do so on the
grounds that
a fish is sentient and a carrot isn't. Other candidate
characteristics include memory, a sense of self, the
loose cluster of abilities
called "intelligence," ability to communicate,
concern for conspecifics, playfulness, and possession
of an immortal
soul.
Almost all of these candidate (for moral significance)
characteristics are variable (Note 8). An animal may
have a more or less
definite sense of self, be more or less sentient, may
communicate more
or less broadly and flexibly. Most of these, in other
words, admit of degree. When one is ascribing some status,
moral
or other, on the basis of characteristics that can vary
in degree
more or less continuously, there is a strong temptation
to a sort of fallacious reasoning I will call "magic lines or
slippery slopes." Consider the height of adult male
humans. There is considerable variation among populations,
but in almost
any context, a man 135cm tall is short and a man 230cm
tall is tall. It seems plausible to say that a man .1mm
taller
than a
short man is short, and a man .1mm shorter than a tall
man is tall. A contradiction is easily obtained, for
by adding
and subtracting
in units of .1mm it now can be shown that a man of any
height one chooses is both tall and short. This sort
of fallacy
is the slippery slope. If one believes that slippery
slopes can
be prevented
only by magic lines, one has to believe that there must
be some precise height which marks the boundary between
tall
and short,
or more plausibly, two precise heights dividing the range
into tall, medium, and short. In this case, however,
it is quite
obvious that there are no such magic lines. There are
no sharp demarcations
between the short, the medium, and the tall. But some
men are tall, some are short, and most are in between.
There
are no
magic lines, but the slope is not slippery.
In moral matters we seem particularly liable to this sort of
fallacious thinking. In the abortion controversy many find only
extreme positions tenable, and others seek magic lines at conception
or quickening or viability or birth.
It is instructive to consider a concept much like many
of the concepts of moral status, that of maturity. (In
fact
maturity
is in part a matter of moral status.) Almost all of the
factors relevant to maturity vary in degree. For several
purposes
it is necessary to stipulate magic lines for maturity.
For most
purposes, in the United States, one is counted as legally
mature at age 18. But for marriage one may be counted
as mature at
age 16, and for the consumption of alcohol at 21. If
someone were
to ask "But what is the age at which one is really mature?," he
or she would betray deep ignorance of the concept or
of the facts. At 18 Elmo may be mature sexually and politically,
immature emotionally,
intellectually, and physically. Some never attain emotional
and intellectual maturity but must be counted as full-fledged
adults.
Even if we have all possible information about Sally,
and
agreement that she is mature, it will still probably
not be possible
to say precisely when she became so. There certainly
is such a state
as maturity, but there are no magic line criteria for
it.
What is the application of all this to nonhuman animals? I want
specifically to consider cetaceans, the whales and porpoises.
What level of membership should they hold in the moral community?
They obviously are sentient and, thus, moral patients of some
sort. Even those few who favor continued whaling find it necessary
to give at least lip service to the need for humane methods of
killing. On the rational reconstruction of popular views offered
above (and rejected as inadequate) everyone would place cetaceans
at least in Group B. Some, still within the person/nonperson
framework, would argue that (at least some) cetaceans should
be placed in Group A, i.e., are persons. Champions of cetacean
personhood point to a number of characteristics, including intelligence
as shown in behavior and evidenced by large brains, complex social
behavior including extensive mutual aid, playfulness both intra-
and inter-specific, ability to communicate, interest in and solicitude
for humans, inspiration of awe in humans, and unique places in
ecosystems.
I will set aside the last two items, because (a) that
something inspires awe in humans does not even entail
that it is sentient;
consider the "starry heavens above and the moral law within" of
Kant's famous line (Note 9), and (b) as far as I can
tell, everything that is part of any ecosystem has a
unique place
in that ecosystem.
Of the remaining characteristics, no one, and no pair, will suffice
to establish the personhood of cetaceans (or of anything else).
Many animals, including insects, have complex social organizations
with appropriate individual behavior. Some sort of communication
has been observed in almost every vertebrate species, and notoriously
in honeybees. Yet almost no one would suggest that the social
and communicative honeybees are persons. Many animals play, and
at least some (cats and dogs) play with members of other species.
Many animals help one another. It is not uncommon, but it is
futile, to attempt to find or construct a magic line in one or
other of these characteristics (Note 10).
There remains intelligence. If information processing is central
for intelligence, and intelligence criterial for personhood,
it is but a short step to the question of rights for robots.
If, on the other hand, one takes the adaptation of means to ends
to constitute intelligence, then a vast number of species, including
all the cetaceans, are well within the intelligent fold. But
there are many varieties and aspects of intelligence, and even
summing over them all, intelligence isn't everything. This is,
of course, my point; no single characteristic is everything.
There are no magic lines dividing fields of moral status.
Cetaceans are entitled to special moral consideration not because
of some single characteristic but because they possess very high
degrees of a number of morally important characteristics. They
are highly intelligent, highly social, and capable of sophisticated
communication. It appears that at least some sorts of cetaceans
may well have as much right to be considered persons as do humans.
If, as I suggest, we abandon the sharp person/nonperson distinction,
we can say that some cetaceans are at least quasi-persons.
Similarly, the conclusion that the great apes are at least quasi-persons
is inescapable. They are highly intelligent, highly social, self-aware,
communicative beings. Most of the rest of the primates probably
deserve nearly the same status. Our mistreatment of our primate
cousins is even less excusable than our mistreatment of cetaceans,
since apes and monkeys are literally anthropomorphic. They are
so obviously close to us __ how can we use them as we do?
How should we treat quasi-persons? Clearly their enjoyment and
suffering matter and must be taken into account. But that is
surely not enough. We owe more than just consideration, we owe
respect. We must respect their interests and their autonomy.
The first thing we must do in regard to cetaceans and apes is
to let them be, let them live their own lives as they choose.
When their interests and ours come into conflict, as is sure
to happen from time to time, interests must be weighed as impartially
as possible. We owe quasi-persons, as we owe persons, consideration,
respect, and justice.
There is no magic line between persons and the rest of the sentient
world, and there are no magic lines within the sentient world.
It is not just persons and quasi-persons but all conscious living
things that are entitled, in many ways and to varying degrees,
to consideration, respect, and justice. The levels of moral status
are continuous, and can never reach zero while sentience remains.
Nothing I have said in this paper answers any specific questions
about human treatment of nonhuman animals. I hope to have helped
make clear that these are genuine moral questions and that moral
questions are genuine questions. Harlan B. Miller
Notes
1. This is a very extensively revised
version of a paper, "Science,
Ethics, and the Status of Cetaceans", written after a conference
entitled "Cetacean Intelligence and Behavior and the Ethics
of Killing Cetaceans", held in Washington, D.C., U.S.A.,
in 1980 under the auspices of the International Whaling Commission.
2. For a useful survey and critique
of modern ethics of virtue see Robert B. Louden, "Some Vices of Virtue
Ethics," American
Philosophical Quarterly, Vol. 21, No. 3 (July, 1984).
3. Cora Du Bois, The People of Alor, (Minneapolis:
University of Minnesota Press, 1944) (reprinted New York: Harper
and Row,
1961), p. 106.
4. Translated title of paper delivered at
the conference referred to in note 1.
5. Or death. But many would deny that it is
wrong to kill a nonhuman animal, without denying that it is wrong
to cause pain without
need.
6. Here and throughout this paper I am comparing
adult animals of one species with adult animals of another. The
questions of
the moral status of nonhuman animals, of (human) abortion, and
of (human) infanticide are closely related; all concern standing
in the moral community At six weeks a human seems clearly inferior
to a beagle of the same age in every morally relevant characteristic.
Why then do we assign higher status to the human infant. Are
we justified in doing so? I am glad to be able, on grounds of
length, to exclude such issues from this paper.
7. Of course the terms "human" and "person" are
often used as synonymous, whether philosophers like it or
not, but this causes considerable conceptual trouble. In
Christian
doctrine the three persons of the Trinity are all persons,
but only one is human. On Star Trek the Klingons are persons,
but
not humans, and Mr. Spock is clearly a person although only
half human. So, it is at least conceptually possible to be
a person
without being a human. That one may be a human without being
a person is hotly denied in some quarters, affirmed in others.
Fetuses and the comatose are central to this dispute. The
less controversial cases of nonhuman persons suffice to show
the
need to separate these concepts.
8. An exception is possession of an immortal
soul. Presumably this is not a matter of degree--either one has
such a soul or
one does not. But if it is held that all humans have such a soul
and no nonhuman animals do, it would appear that it is much worse
to kill a porpoise or a pigeon than to kill a human. The human's
soul, on this view, continues to exist, but to deprive the animal
of bodily existence is to deprive it of everything.
9. Critique of Practical Reason, Conclusion,
p. 161, Vol. V of the Prussian Academy edition.
10. For example, those who would draw a magic
line in communication, below which there is only signalling,
and above which, in humans
alone, lies true language, have been driven by ape language research
to ever more desperate complications. Whatever can be found that
at least some human linguistic behavior has and ape behavior
lacks will be pronounced essential for 'real' language (until
it is shown that the apes can do it).
Harlan B. Miller is emeritus professor
of philosophy from Virginia Tech.
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